2016

2015

2014

2013

2012

2011

2010

2009

January 19th – “Changes to Social Security Retirement Planning” – Speaker: Patrick Creegan, CIMA, Associate – 1-hr. CFP ce.

February 16th – “Guiding Clients Through Aging and Dementia” – Speaker: Amy Florian – Sponsored by Ivy Funds.

March 15th – The Charlotte Federal Reserve Bank – topic: The U.S. and N. C. Economic Outlook – speaker Senior Regional Economist, Rich Kaglic.

April 19th – “The Affordable Care Act – Successes – Failures” Michael Matthews. Ph.D, MHA, Winthrop Univ.

May 17th – “CFP and N.C. & S.C. Insurance Ethics + 3 hrs. Case Study”, Harry Greyard and Tom Pemberton

January 20th – “Considerations for Bankruptcy Planning” – Speaker: Heather W. Culp, Attorney, Essex Richards PA – 1-hr. CFP ce.

February 17th – “What’s Happening in the ENERGY “Patch” – Speaker: Cay Freihofer, Ridgemont Equity Partners – 1-hr. CFP ce.

March 17th – “The Future of the Financial Planning Profession” – Speaker: Dennis G. Stearns, CFP, ChFC – NO CE this program.

April 21st – “Identity Theft” – Speaker: Mary Mock – 1-hr. ce.

May 19th – “Ethics and Insurance CE Day” – 2-hrs CFP Ethics, 3-hrs N.C. & S.C. Ethics, and 3-hrs. for CFP and N.C. & S.C. Insurance credits for the Case Study.

September 8th and 9th – The Annual Symposium and Sponsor Expo – Total CFP, CPA, CIMA ce’s available 12.5 – Total NC & SC Insurance credits available 6.5.

October 20th – “The Future Looks Bright” – Speaker: Guy Decker – Practice Management Topic: no CFP CE for this program.

March 17th – “The Future of the Financial Planning Profession” – Speaker: Dennis G. Stearns, CFP, ChFC

April 21st – “Identity Theft” – Speaker: Mary Mock – 1-hr. ce.

May 19th – “Ethics and Insurance CE Day” – 2-hrs CFP Ethics, 3-hrs N.C. & S.C. Ethics, and 3-hrs. for CFP and N.C. & S.C. Insurance credits for the Case Study.

September 8th and 9th – The Annual Symposium and Sponsor Expo – Total CFP, CPA, CIMA ce’s available 12.5 – Total NC & SC Insurance credits available 6.5.

October 20th – “The Future Looks Bright” – Speaker: Guy Decker – Practice Management Topic: no CFP CE for this program.

November 17th – “Real Estate: Why? Where? How?” – Speaker: Rob Trenham, Regional VP, Walton International Group.

December 15th – “Tax BINGO” – Interactive Panel discussion for 2016 tax laws. Moderator: Shane Tenny, CFP. Panelests: Susan Thomas, CFP, CPA, and David Perkins, CFP, CPA, J.D.

January 21st – “College Cost: Understanding the Opportunities” – Speaker: William Bissett. 1-hr. CFP ce, CFP course # CLT185, Provider-Charlotte Chapter #2034 – Speaker notes

February 18 – “Health Care Revisited” – Speaker: Mike Matthews, PhD. – 2-hrs. CFP credits, CFP course #CLT186, provider Charlotte Chapter #2034.
March 18 – “Regulatory Update” – Speaker: David Massey, NC Secretary of State’s Director of the Securities Division and Deputy Securities Administrator. 1-hr. CFP CE , CFP Course # CLT187, Provided by the Charlotte Chapter # 2034.
April 22 – Advanced Tax Planning – Speaker: Traci Anderson,CFS, Jackson National CE 1-Hr. CFP and NC & SC Insurance provided and to be filed by Jackson National.

May 20 – CFP Ethics – 2-hrs. credit Program ID code – coe2014 | CFP CASE STUDY – 3-hrs credits – course # CLT188 | NC Insurance Ethics – 3-hrs. credit – course #202333 | NC Insurance CASE STUDY – 3-hrs. credit – course # 202332 | SC Insurance Ethics – 3-hrs. credit – approval # 133401 | SC Insurance CASE STUDY – 3-hrs credit – approval # 133403

2014 Symposium and Sponsor Expo – August 27th & 28th – Crown Plaza Hotel, Charlotte
One and one-half day educational programs making available 9 1/2 CPE – 91/2 -CFP and 6 Insurance attainable CE’s. 38 sponsor representatives attended to represent 31 sponsors.

October 21 – “Practice Management: Divorce Discussions” – Speaker: Ed Coambs, CFP®, MBA, MA Founder of Marriage and Money Matters

November 18 – Real Estate Investing – Speaker: Ella Neyland, President of Steadfast Apartment REIT CE 1-Hr. CFP
December 16 – The Annual “Tax Bingo”, interactive help for advisors on 2014 tax return changes. 1-Hr. CE.

January “The Bond Market” – Speaker: Stephen Ban, Nuveen Asset Management, 1-hour CFP ce, CFP course # CLT 166, provider: Charlotte Chapter-Financial Planning Association #2034.

February “Economic Update” – Speaker: Daniele Donahoe, CFA, President & CIO, Rinehart Wealth Management – 1-hour CFP ce, CFP course # CLT 167, provider: Charlotte Chapter-Financial Planning Association #2034.

March “Basic Tax Savings for the Philanthropically Inclined” – Speaker: Peter Hodes, CFP – American Red Cross – CE: 1-hr. CFP course # 168 – provider: Charlotte Chapter of FPA #2034.

April “Planning for Health Care in Retirement”, Speaker: John Driscoll, Fidelty Investments – CE: 1-hour CFP – Course CLT#169 – Provider- Charlotte Chapter of the FPA #2034.
May “Ethics and Insurance CE Day”, Instructors: Harry Greyard, CFP and Tom Pemberton, CFP, CFA – ETHICS, the required courses, 2-hr.CFP and 3-hr. NC & SC Insurance + CASE STUDY with 3-hrs. CFP and 3-hrs. NC & SC Insurance credits.
September 19 & 20 – Annual Symposium and Sponsor Expo – 1 1/2 days. CE – Depending on individuals selection of break-out sessions, CFP – up to 8 CFP credits can be earned – N.C. & S.C. Insurance credits – up to 6 credits can be earned – CPA’s, up to 8 CPE’s can be filed with the CPA Board by the attendee.

October “Help Clients Plan for Digital Estate Administration”, Speaker: William Bissett, CFP, Senior Client Advisor with Pinnacle Advisory Group in Columbia, MD. Approved CE – 1-Hours CFP, provider: filed by FPA National. Click here for a copy of the presentation.

November “Preparing for the Greed Cycle and Sustainable Withdrawal Rates in Today’s Market”, Speaker: Larry Carroll, CFP, Carroll Financial Associates, Charlotte NC. CE: 1-Hour CFP, CFP course CLT#183, provider Charlotte Chapter #2034.
Program.

December “Tax Bingo” Program. CE: 1-Hour CFP, CE course CLT#184, provider Charlotte Chapter #2034.

January 17, 2012 – Josh Henninger, Estate Planning Attorney, Whisart Norris Henninger & Pittman, Charlotte – 1-Hr, CFP

February 21, 2012 – John Capecci, Fidelity Investments – “Retirement Redefined” 1-hr CFP, program ID CLT148

March 20, 2012 – Ron Lee, JD, CLU, ChFC Manager, Advanced Markets, Mutual of Omaha “Transferring Small Businesses to Insiders’ CE: 1-hr. CFP – 1-hr. NC & SC Insurance.
April 17, 2012 – “Technology and your Office” Victor Bonilla, Senior Technology Consultant, Charles Schwab. No CE – Practice Managment Topic.

May 15, 2012 – Ethic and Insurance CE Day – Great Wolfe Lodge Hotel, Concord, NC – CE topics “2012 ETHICS” and “2012 Case Study”. Speakers – Harry Greyard, CFP and Tom Pemberton, CFP, CFA – Each course qualified for 3-hours CFP and N.C. A, H & L Insurance credits

September 13 & 14 – Annual Symposium and Sponsor Expo – 1 & ? Days – 11 CFP and 5 NC & SC Ins. continuing education credits available – attendance 191

October 16 – “Estate Planning” – Current Laws and Dynasty Trust – Bill Kelly, J.D., CLU, Senior Advanced Markets Consultant, MetLife Companies – 1 Hr. CFP and 1 Hr. NC & SC Insurance – attendance 67

November 20 – “Health Care Reform Update” – Michael Matthews, Ph.D., MHA, Associate Professor, Winthrop University – 2 Hrs. CFP + 2 Hrs. NC & SC Insurance – attendance 107

December 18 – Annual Tax Update, “TAX BINGO” – Shane Tenny, CFP, Moderator, Susan Thomas, CPA, CFP, David Perksins, J.D., CPA, CFP – 1 Hr. CFP – attendance 72

January 18, 2011 – Anne R. Daniel, UNC-G “Financiaing Long Term Care” 1-hr. CFP

February 15, 2011 – Janet Cowell, NC State Treasurer – “The State of Municipal Debt” 1-hr. CFP
March 15, 2011 – Dr. Judson Russell, UNCC – “The Impact of Financial Reform” 1-hr. CFP

April 7, 2011 – Mr. John Heath Social Security Administration – “ Social Security Planning” 1-hr. CFP
May 4, 2011 – Mr. Ken Zahn – “Window of Opportunity” (estate planning topic) – 1-hr. CFP

May 27, 2011 –Full Day Program- Harry Greyard and Tom Pemberton – Ethics, 2-hr. CFP + 3-hr. NC & SC Ins. CE’s / Case Study 2011 – 3-hrs. CFP + 3-hrs. NC & SC Ins.

The Annual Symposium and Sponsor Expo – September 21 & 22 – See Under…………on web site

October 25, 2011 – Mr. Riz Raja, Prudential Investments, Jennison-Dryden Funds Profolio Advisor – 1-hr, CFP
November 15, 2011 – Kris Carroll, CFP, CFA – “Economic Update and Issues of Asset Management” – 1-hr. CFP
December 13, 2011 – Panel Discussion – David Perkins, JD, CPA, CFP, Shane Teeny, CFP & Susan Thomas, CPA, CFP – 2011 Annual Tax Update Program – 1-hr. CFP

January 2010 1-hr CFP, CLT#106, Provider #2034 The Future of Regulations-David Massey, Director, Securities Division of the NC Secretary of State’s Office 60

February 2010 1-hr CFP, Course CLT107, Provider 2034 Popluar Delusions and the Madness of Markets, Bill Hackney, Atlanta Capital 80

March 2010 1-hr CFP +1-hr. Ins. NC course #C78323 SC course #114137, provider #’s NC0071, SC14006 Life Insurance in Split Funded Defined Benefit Plans, speaker: Terrell Cook, Transamerican Life 42

April 2010 1-hr. CFP, provider 2034 Course # CLT108 ‘Update on the Financial Industry Refornm bill 2010, speaker Congressman Melvin Watt 57

May 2010 1.Course provider # 2034 – 3-hrs. NC & SC Ins. Ethics 1. Code of Ethics, speaker Kenneth Zahn 100

May 2010 2.Course provider #2034 – 3-hrs CFP, NC & SC Ins. 2. Case Studies 2010, speakers, Harry Greyard and Tom Pemberton 100
May 2010 NO CE Networking 4:40 – 6:30 pm D’Vine Wine, Ballantyne Commons, South Charlotte 34

Sep 2010 2010 Annual Symposium & Sponsor Expo

Oct 2010 NO CE “FPA Listening Tour” Guest speakers Marvin Tuttle, Esq, Dr., FPA Executive Director and Tom Potts, President of FPA Board of Directors 55

Nov 2010 1 HR CE Course #CLT125 “Healthcare Reform”, speaker Michael Matthews, PhD Winthrop University 60

Dec 2010 1 HR CE Course #CLT 126 “TaxFact Bingo” speakers David Perkins, J.D., CPA, CFP, Susan Thomas, CPA, CFP, Shane Tenny CFP

January 20, 2009 1-hr. CFP Don Brenneman, HomeServices Mortgage Reverse Mortgages Course # CLT088 Provider # 2034
FPA – Charlotte Chapter
contact: fpacharlotte@aol.com

February 17, 2009 1-hr.
CFP John K. Lynch
Evergreen Funds Economic and Market Outlook 2009 Course # CLT089
Provider # 2034
FPA Charlotte Chapter
contact: fpacharlotte@aol.com

March 17, 2009 1-hr. NC & SC Ins. + CFP C. James Johnson, JD, CLU, ChFC Seven Sources of Retirement Income Course# 112691 Provider # 154920
Ins. + CFP CE contact: Tracy DeLong 763-582-6127 Allianz Life CE specialist

April 21, 2009
1-hr. CFP, 3-hrs. NC & SC Ins. +3-hrs. CFP
Lunch speaker; Tim Daughtery, Ph.D. Harry Greyard, CFP Moderator lunch speaker:Stress Mngt: How to Work with Clients since the fall.
Case Study 2009 Lunch: CLT091 Ins. Course # CO2201 CFP course# CLT090 Ins. sponsor # 15860CFP provider #2034CFP contact: fpacahrlotte@aol.com Ins. Contact: Prometric / ce services@prometric.com or web at: www.prometric.com

May 21, 2009 1-hr. CFP Speaker: Andy Bauer, Economist, FRB of Baltimore The Economy CFP course # CLT092 CFP provider FPA-Charlotte Chapter # 2034

September 2009 1-hr CFP New Medicare Rules

October 2009 4-hr CFP, 4-hr Ins Jackson

November 2009 1-hr CFP Tax Update

December 2009 Practice Mgmt Larry Carroll