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CREDIT & FILING INFORMATION
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| Date |
CE |
Program/Speaker |
Attendance |
| January 2010 |
1-hr CFP, CLT#106, Provider #2034 |
The Future of Regulations-David Massey, Director, Securities Division of the NC Secretary of State's Office |
60 |
| February 2010 |
1-hr CFP, Course CLT107, Provider 2034 |
Popluar Delusions and the Madness of Markets, Bill Hackney, Atlanta Capital |
80 |
| March 2010 |
1-hr CFP +1-hr. Ins. NC course #C78323 SC course #114137, provider #'s NC0071, SC14006 |
Life Insurance in Split Funded Defined Benefit Plans, speaker: Terrell Cook, Transamerican Life |
42 |
| April 2010 |
1-hr. CFP, provider 2034 Course # CLT108 |
'Update on the Financial Industry Refornm bill 2010, speaker Congressman Melvin Watt |
57 |
| May 2010 |
1.Course provider # 2034 - 3-hrs. NC & SC Ins. Ethics |
1. Code of Ethics, speaker Kenneth Zahn |
100 |
| May 2010 |
2.Course provider #2034 - 3-hrs CFP, NC & SC Ins. |
2. Case Studies 2010, speakers, Harry Greyard and Tom Pemberton |
100 |
| May 2010 |
NO CE |
Networking 4:40 - 6:30 pm D'Vine Wine, Ballantyne Commons, South Charlotte |
34 |
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2009
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| January 20, 2009 |
1-hr. CFP |
Don Brenneman, HomeServices Mortgage |
Reverse Mortgages |
Course # CLT088 |
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Provider # 2034
FPA - Charlotte Chapter
contact: fpacharlotte@aol.com |
| February 17, 2009 |
1-hr.
CFP |
John K. Lynch
Evergreen Funds |
Economic and Market Outlook 2009 |
Course # CLT089 |
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Provider # 2034
FPA Charlotte Chapter
contact: fpacharlotte@aol.com
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| March 17, 2009 |
1-hr. NC & SC Ins. + CFP |
C. James Johnson, JD, CLU, ChFC |
Seven Sources of Retirement Income |
Course# 112691 |
Provider # 154920
Ins. + CFP |
CE contact: Tracy DeLong 763-582-6127 Allianz Life CE specialist |
| April 21, 2009 |
1-hr. CFP
3-hrs. NC & SC Ins. +3-hrs. CFP
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Lunch speaker; Tim Daughtery, Ph.D.
Harry Greyard, CFP
Moderator |
lunch speaker:Stress Mngt: How to Work with Clients since the fall.
Case Study 2009 |
Lunch: CLT091
Ins. Course # CO2201
CFP course# CLT090 |
Ins. sponsor # 15860
CFP provider #2034
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CFP contact: fpacahrlotte@aol.com
Ins. Contact: Prometric / ce services@prometric.com or web at: www.prometric.com
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| May 21, 2009 |
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1-hr. CFP |
Speaker: Andy Bauer, Economist, FRB of Baltimore |
The Economy |
CFP course # CLT092 |
CFP provider FPA-Charlotte Chapter # 2034 |
| September 2009 |
1-hr CFP |
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New Medicare Rules |
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| October 2009 |
4-hr CFP, 4-hr Ins |
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Jackson |
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| November 2009 |
1-hr CFP |
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Tax Update |
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| December 2009 |
Practice Mgmt |
Larry Carroll |
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2008
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| January 15, 2008 |
NO CE Practice Mngt. |
Andy Silver |
Neuro-Lingusitic Skilss to strenghten your credibility |
N/A |
N/A |
N/A |
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February 19, 2008
lunch
CE Session #1
CE Session #2
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1-hr CFP
2-hrs. CFP, NC & SC L,A&H Ins
2-hrs. CFP, NC & SC L,A&H Ins.
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Jay O'Connor
Michael Fodrea
Eric Brown
Eric Gillespie&
Craid Deery
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Wealth Strategies
Building a Multi-Generational Legacy
Meeting Income retirement Needs
Restructering Pofolio
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#2034
S11547
S11547-NC
139208- SC
19183 - NC
110270 - SC
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CLT070
C72546
C74585 - NC
108148 - SC
19277 - NC
11073 - SC
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credits filed 2-21-08 by FPA Charlotte - contact: fpacharlotte@aol.com
Credits being filed by SunAmerica LIC - Contact Eric Brown -704/728-1610 / e-mail:ebrown@sunamerica.com
Creidts being filed by John Hancock - contact: Eric Gillespie at 800/334-4437, ext 33394 or e-mail: egillespie@hancock.com
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| March 18, 2008 |
1-hr. CFP |
Tom Tousignant, CMPS |
Where Do We Go From Here? |
#2034 |
CLT071 |
Credits filedon March 21 by FPA Charlotte, contact fpacharlotte@aol.com |
| April15, 2008 |
1-hr. CFP |
John Capecci |
Growing Your Retirement Income Business |
CFP approved by Fidelity |
Fidelity #1062 |
Kate Conder - Fidelity 401/292-6376 |
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May 15, 2008 - Greensboro
May 20, 2008
Charlotte
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3-hrs. CFP & NC & SC L,A,&H ins.
1-hr. CFP+NC & SC ins.
3-hrs. NC & SC L,A&H Ins. &Ethics
2-hrs CFP
Ethics
3-hrs NC & SCIns. Ethics +
2-hrs. CFP Ethics
Lunch
Speaker
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Clif McIntire, CIMA, CFP & Harry Greyard, CFP
Kelly Lavigne, AXA
Clif McIntire
Clif McIntire, CIMA, CFP
Jay Anderson, River Sourse Univesity
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Case Study 2008
"Rule 2821"
Ethics and the Financial Planner
Ethics and the Financial Planner
Behavioral Advice
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CFP #2034
NC Ins. s15860
SC Ins.113589
NC Ins.
S15860
SC Ins.
Approval #
113591
NC Ins.
S15860
SC Ins.
Approval #
113591
N/A
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CFP CLT072
NC Ins.C77389
SC Ins.
C77388
NC Ins.C77389
NC Ins.C77389
N/A
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creidts filed by FPA Charlotte - contact fpacharlotte@aol.com
Credits filed by AXA - contact: Jan Holt, AXA Equitable Life, 860-409-1156
CFP credits being filed by FPA National: contact fpacharlotte@aol.com
NC & SC Ins. credits being filed by FPA Charlotte: contact fpacharlotte@aol.com
CFP credits being filed by FPA National: contact fpacharlotte@aol.com
NC & SC Ins. credits being filed by FPA Charlotte: contact fpacharlotte@aol.com
Lunch program was Pratice Management - NO CE
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2008 Symposium and sponsor Expo
Aug. 27-28
Charlotte Marriott Executive Park
September 18, 2008
October 21, 2008
November18, 2008
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1-CFP
1-CFP
1-CFP
2-CFP
1-CFP
1-CFP
1-CFP
1-CFP
2-CFP
1-CFP
1-CFP
1-CFP
1-CFP
1-CFP
1-CFP, 1-NC & SC Ins.
2-CFP, 2-NC & SC Ins.
1-CFP
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Ron Temple
Dr. David Kelly
Dan Starks
Michael Kitces
John Frownfelter
Peter Ricchiuti
Chris Stack
Johnathan Wills
Stephen Moses
Bill Dwyer
Lincoln Anderson
John Koehler
Adam Taback, Wachovia Securities
Marcus Franz
Greg Cowell
Ms. Shawn Britt, Nationwide
David Perkins and Susan Thomas
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Clarifying the Mortgage Crisis
Guide To The Markets
Identity Theft
Life and Death Taxes, Planning for Annuities
Managing Portfolios for Distribution
Market Signals
Maximising The Value of 529 Plans
Overview Of ETF's
Past, Present and Future of Long Term Care Planning
State of the Business
The Economy and Finacial Markets
Top 50 IRA Rules
Alternative Investments
Municipal Funds
Update on 403(b)(7) Rules
LTC- Preparing Your Clients +
An Overview of Buy/Sell Agreements
Tax Fact Jeopardy
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CLT076
CLT079
CLT074
CLT075
CLT083
CLT081
CLT082
CLT077
CLT084
CLT080
CLT073
CLT078
CLT085
CLT086
Course#17670
Course # 19493
Course # CLT087
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Provider: FPA-Charlotte Chapter #2034 for all CLT programs
Contact: fpacharlotte@aol.com for additional information
The Chapter does not file CPA credits. You may file for CPA credits and In the event of an audit, we will be able to verify your attendance and other course information required.
Provider: #2034, FPA-Charlotte Chapter - contact: fpacharlotte@aol.com
Provider: #2034 - FPA, Charlotte Chapter
Provider: Prinicpal Insurance , contact Todd Sink at 704/716-2478
Provider: Nationwide Life Ins. Co. # S11094
Provider: FPA-Charlotte Chapter#2034 contact: fpacharlotte@aol.com
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| December 2008 |
Practice Mgmt |
Larry Carroll |
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The first step for members and attendees is to click on this link to retrieve our policy and verification procedures. Check back soon for the list of meetings and providers.
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Date
2007
|
Credits
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Speaker / Company |
Course Name
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Sponsor ID
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Program ID
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January
23, 2007
Lunch
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1-hr. CFP
1-hr.CPA
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Chase Saunders, Esq, Attorney |
Legal Listening |
#2034 |
CLT051 |
CFP filed Jan. 27th by FPA Charlotte.
Contact: fpacharlotte@aol.com
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February
20, 2007
Lunch
CE session #1
CE session #2
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1-hr. CFP
1-hr.CPA
2-hrs CFP, CPA, NC & SC A,H&L Insurance
2-hrs CFP, CPA, NC & SC A,H,&L Insurance
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Stephen Luchenbach, LPL
Bruce McGuirk and Steve Grice
John Kilroy, Vanguard |
In Praise of Disciplined Investing
Planning Strategies With VUL
Pension Protection Act 2006
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#2034
Transamerica
#2034
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CLT052
Transamerica
CLT053
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CFP filed Feb. 25th by FPA Charlotte
Conatct: fpacharlotte@aol.com
All filed by Transamerica
Contact: sgrice@gricefinancialgroup.com
All filed Feb. 25th by FPA Charlotte
Contact: fpacharlotte@aol.com
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| March 20, 2007 |
1-hr. CGP
1-hr. CPA |
Jay O'Connor,
AllianceBernstein |
Human Behaviorand Investing |
#2034 |
CLT054 |
CFP filed March 23rd by FPA Charlotte
Contact: fpacharlotte@aol.com |
| April 17th, 2007 |
1-hr. CFP
1-hr. CPA |
Tom Tousignant, CMPS |
Integrating...Mortgage Strategy into Planning |
#2034 |
CLT055 |
CFP filed by FPA Charoltte on April 20th
Contact:fpacharoltte2aol.com
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| May 15th, 2007 |
1-hr. CFP
1-hr.CPA
2-hrs. CFP
2-hrs. NC & SC A,H&L Ins |
Neil McCarthy,
Oppenheimer
Shane B. Tenny, CFP
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Dividend Growth
The CFP Board Approved ETHICS Course |
#2034
#2034
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CLT056
515003
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CFP filed by FPA Charlotte on May21st
CFP and Ins. credits filed by FPA Charlotte on May 21st
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Symposium Aug. 22-23,
2007
Charlotte Marriott Executive Park Hotel |
2-hrs CFP Ethics
1-hr. CFP, CPA, NC & SC ins.
1-hr. CFP, CPA,NC & SC Ins.
1-hr. CFP, CPA
1-hr. CFP, CPA
1-hr. CFP, CPA
1-hr. CFP, CPA
2-hrs. CFP, CPA, NC & SC Ins
1-hr. CFP, CPA
1-hr CPA
2-hrs CPA
2-hrs. CFP, CPA NC & SC Ins.
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Patrick J. Kuhse
Dean Mioli
Stuart Meyerson
Gail Buckner
David Kelly
John Lynch
Jeffrey Kleintop
Marilyn Morenz
Bill Acheson
Joel Bruckenstein
Deena Katz
Richard Landsberg
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CFP Ethics
Building Portfolios.....
Life Settlements
IRA Essentials
Global Economics
U. S. Economic Markets
Investing...Modern World
End of Life Choices
Buying Signs
Technology Tips
How to grow Your Business
Estate Planning...Uncertain World
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course #001
#2034
#2034
#2034
#2034
#2034
#2034
#2034
#2034
Nationwide Ins.
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course code 2891
CLT057
CLT058
CLT059
CLT060
CLT061
CLT062
CLT063
CLT064
#404
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Creidts filed August 27th by PatrickKuhse 619/981-1911
Credits filed Sept. 6th by FPA Charlotte
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Submitted to CPA Sept 07-Contact FPA Charlotte
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Credits filed Sept 20th - Conatct Debi Straight @ 614/435-8630
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September
18, 2007 |
1-hr. CFP
1-hr.CPA |
Joe Kingsley,
Wells real Estate Funds |
U. S. Real Estate Overview 2007 |
#2034 |
CLT065 |
CFP Sept. 25th by FPA Charlotte
Contact: fpacharlotte@aol.com
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October 16, 2007 -Lunch
CE Session #1
CE Session #2
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1-hr. CFP
1-hr. CPA
2-hrs. CFP
2-hrs. CPA
2-hrs. NC& SC A,H&L Ins.
2-hrs. CFP
2-hrs. CPA
2-hrs. NC & SC A,H,&L Ins.
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Duane Thompson.
FPA Director of Legislative Affairs
Susan McCrory &
Christy Reid, Attoreneys
Peter Webster& David Consolino
John Hancock
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Legislative and Regulatory Trends
Portability of the Unified Credit
1. Creating Exit Strategies
2. Something About 60
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#2034
#2034
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CLT066
CLT067
1. #19276
2. #19475
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CFP filed by FPA Charlotte on Oct. 19
Contact: fpacharlotte@aol.com
NC & SC Ins. credits filed by FPA Charlotte - These credits had to be re-filed - EST. post date is January 20, 2008
Contact: fpachartlotte@aol.com
Credits filed by John Hancock
Contact: Paul Dreher, Boston Office,- 800-334-4437, ext. 33394
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| November 20, 2007 |
1-hr. CFP
1-hr. CPA |
Bart Landess,
Foundation For The Carolinas |
Trends in Philanthropy |
#2034 |
CLT068 |
CGP and filed November 27th by Charlotte FPA
Contact: fpacharlotte@aol.com |
| December 18, 2007 |
1-hr CFP
1-hr. CPA |
Susan Thomas, CPA, CFP
David Perkins, J.D., CFP, CPA |
Tax Update 2007 |
#2034 |
CLT069 |
Credits filed Dec. 27 by FPA Charlotte
Conatct: fpacharlotte@aol.com |
The first step for members and attendees is to click on this link to retrieve our policy and verification procedures. Check back soon for the list of meetings and providers.
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